ABOUT THE CONSULTING CONSORTIUM (TCC)
Retaining a commercial edge is key to survival for many clients – but compliance must be maintained. Keeping this key balance is where The Consulting Consortium (TCC) can help.
TCC Consultants can assist clients to achieve their business goals whist ensuring that they remain within the ever changing boundaries of regulation.
TCC works with clients to devise unique solutions to grow client businesses and develop their staff.
TCC is quality conscious at all times and offers clients a quality of service which is unsurpassed in the regulatory industry.
The consultant database is hand picked and managed by The Consulting Consortium’s own full time resource. This allows TCC to be highly responsive to clients needs whilst offering exceptional service and value for money.
Why Choose TCC
The FSA has published guidance to regulated firms on using and appointing compliance consultants. Although this guidance is directed at smaller retail firms it is relevant to all firms. Below is a list of some of the questions the FSA believes you should consider before appointing a compliance consultancy firm, along with TCC’s answers:
Skills & Competence:
Do they have the necessary experience & qualifications?
TCC’s senior team has over 100 years of financial services and compliance experience between them. Added to this TCC has a database of over 750 fully vetted, highly trained and experienced associates / consultants. As well as being a member of the APCC, relevant qualifications include:
MBA, Chartered Financial Planner, FPFS, ACII, Prince 2 Practitioner, Certificate of Mortgage Advice, ICA Diploma in UK Compliance.
How do they keep up to date with regulatory and product changes?
TCC constantly review all communication from not only the FSA but various other industry sources. We keep our clients up to date with a free weekly round up of regulatory news, as well as our Horizon Scanning service which provides detailed analysis and recommendations.
Have you asked for a selection of clients and taken references?
Please visit the Our Clients section of our website; references available on request.
Services Provided:
Can they provide the type and level of service you need?
TCC help a large range of companies, from smaller IFAs through to major banks and building societies. Our services are tailored to match your needs.
What are their charges?
For each project TCC will scope out with you all elements required and then produce a written proposal, clearly indicating all charges.
Do they have sufficient resources to support your firm?
TCC has an extremely comprehensive database of highly trained and experienced associates / consultants, overseen by a dedicated senior management team.
For more information please call 020 3008 6020 or email info@theconsultingconsortium.com
