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Regulatory Updates
28.05.15
The FCA’s Innovation Hub
The FCA’s Director of Strategy & Competition discusses the FCA’s Innovation Hub and how it has worked for firms during its first 6 months.
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Regulatory Updates
28.05.15
SME Claims Often not Handled Effectively
The FCA’s thematic review into whether claims handling is working in the best interests of SME customers, the regulator has reported failings.
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Regulatory Updates
28.05.15
Market Study: Competition in Investment & Corporate Banking
The FCA announced the launch of a market study, which will investigate transparency of services provided by banks.
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Regulatory Updates
28.05.15
Binary Options Could Become FCA Regulated
The UK Government is currently consulting on whether currently unregulated binary options should be regulated by the FCA in the future.
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Regulatory Updates
28.05.15
Fines & Penalties W/C25.05.2015
The FCA has published Decision Notices for three senior managers of Keydata, for failing to act with integrity and misleading the regulator.
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White Paper
19.05.15
Consumer Credit Regulation: What Have We Learnt?
This paper explores the common themes and challenges experienced by consumer credit firms.
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Opinion
21.05.15
Prevention is Better than the Cure
Strengthening compliance and remediating frameworks to prevent recurring issues with quality and consistency, within the financial services industry.
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Infographics
21.05.15
FCA Data Bulletin
The FCA’s third edition bulletin reveals some interesting statistics.
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Regulatory Updates
21.05.15
Fines & Penalties W/C18.05.2015
Each week we bring you an overview of any fines, penalties or regulatory action taken by the FCA.
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