Compliance News - 16 July 2010

FSA – HUGE FINES A truly dramatic statement from the FSA on those who fail to meet the Threshold Conditions: and other considerations. TC...

Compliance News - 9 July 2010

FSA – CHAIRMAN CALLS FOR DEBATE   The Financial Services Authority (FSA) chairman, Lord Turner, has said there needs ...

Compliance News - 2 July 2010

FSA – FEEDBACK TO TURNER REVIEW CONFERENCE DISCUSSION PAPER Continuing their response to The Turner Review, FSA have summarised feedback ...

Compliance News - 18 June 2010

FSA – CHAIRMAN WELCOMES CHANGES TO REGULATION The Chairman of the Financial Services Authority, Lord Turner, has welcomed the changes to ...

Compliance News - 11 June 2010

FSA – PUBLISHES ANNUAL REPORT FOR THE YEAR 2009/10 The Financial Services Authority (FSA) has published its Annual Report, outlining its ...

Compliance News - 4 June 2010

FSA – COMPETENCE AND ETHICS CONSULTATION PAPER Consultation Paper 10/12 “Review of Competence and Ethics” sets out proposals ...

Compliance News - 28 May 2010

FSA – PPI NEW RULES The Financial Services Authority (FSA) has announced a temporary rule to give customers who recently made a complaint...

Compliance News - 21 May 2010

FSA – KEY PRIORITIES IN REGULATION AND THE FSA’S STRATEGY Ken Hogg, Director, Insurance Sector, FSA addressed the Future of Life As...

Complaince News - 14 May 2010

COMPETITION COMMISSION – PPI The Competition Commission (CC) has provisionally decided that consumers will be...

Compliance News - 30 April 2010

FSA – IMPLEMENTING ASPECTS OF THE FINANCIAL SERVICES ACT 2010 The Financial Services Act 2010 received Royal ...

Compliance News - 23 April 2010

FSA – STATEMENT ON GOLDMAN SACHS Following preliminary investigations the FSA has decided to commence a formal enforcement investigation ...

Compliance News - 16 April 2010

BRIBERY ACT – NOW LAW The Act simplifies previous inadequate laws on bribery and corruption which the UK had ...

Compliance News - 9 April 2010

FSA – ROYAL ASSENT FOR FINANCIAL SERVICES ACT 2010 The Financial Services Act 2010 received Royal Assent on 8...

Compliance News - 1 April 2010

FSA – CONSULTS ON ENHANCED ASSET CLIENT PROTECTION The Financial Services Authority (FSA) has published a con...

Compliance News - 26 March 2010

FSA – PUBLISHES RULES ON ADVISER CHARGING The Financial Services Authority has published new rules that will remove commiss...

Compliance News - 19 March 2010

FSA ACTION FOR MIS-SOLD STRUCTURED PRODUCTS Are you worried that your company will be subject to complaints? Are you concerned about how much time your team will spend jumping through FSA hoops?...

Compliance News - 12 March 2010

PAYMENT PROTECTION INSURANCE Are you involved in the sale of Payment Protection Insurance (PPI)? Has the FSA contacted you to undertake a thematic review of your PPI sales? Since 2005 the FSA ha...

Compliance News - INF 26 February 2010

PAYMENT PROTECTION INSURANCE Are you involved in the sale of Payment Protection Insurance (PPI)? Has the FSA contacted you to undertake a thematic review of your PPI sales? Since 2005 the FSA ha...

Compliance News - INF 19 February 2010

Welcome to the Consulting Consortium's Industry News Flash providing this digest of compliance-related news items as a service to our valued clients and colleagues. The following items are for ...

Compliance News - INF 5 February 2010

   As a valid INF reader Ask for a demonstration of Risk Frameworker and get 30 bespoke Risk Frameworker questions FREE when you buy (worth £1,000). Please call us on 020 7...

Compliance News - INF 29 January 2010

The Consulting Consortium provides pragmatic solutions, advice and guidance for all your FSA compliance needs. Whether it’s risk assessment work, business monitoring, Skilled Person reporting, T...

Compliance News - INF 22 January 2010

The Consulting Consortium provides pragmatic solutions, advice and guidance for all your FSA compliance needs. Whether it’s risk assessment work, business monitoring, Skilled Person reporting, T...

Compliance News - INF 15 January 2010

The Consulting Consortium provides pragmatic solutions, advice and guidance for all your FSA compliance needs. Whether it’s risk assessment work, business monitoring, Skilled Person reporting,...

Complaince News - INF 8 January 2010

The Consulting Consortium would like to welcome you to the first INF of 2010 and wish you all a happy and prosperous New Year.   Congratulations to the many winners that will share in TCC...

Compliance News - INF 18 December 2009

  The Consulting Consortium would like to wish you a Happy Christmas and a healthy and prosperous 2010.   The Consulting Consortium The following items are for the week endin...

Compliance News – INF 11 December 2009

Congratulations to the many winners that will share in TCC’s 10th birthday celebrations. Due to the overwhelming response, we would like to extend our celebrations for a further week! Cl...

Compliance News – INF 4 December 2009

Ten in ’10 2000 – 2010… celebrating 10 years of providing expert advice and guidance on FSA compliance   The award winning Consulting Consortium is celebrating its 1...

Compliance News – INF 27 November 2009

  STOP PRESS...STOP PRESS...STOP PRESS SIR DAVID WALKER PUBLISHES HIS REVIEW ON CORPORATE GOVERNANCE AND REMUNERATION ...

Compliance News – INF 20 November 2009

FSA – ASSESSMENT AND REDRESS OF PPI COMPLAINTS On 29 September the FSA published CP09/23 - The assessment and...