CONTROL IT - FINANCIAL & RISK WORK
What ever the regulator throws at you – we can help you control it. No matter what the acronym, from CMAR to UCIS, we can support and guide you through processes to negate any potential risk.
Whether you are looking to implement more robust policies on remuneration, anti-bribery or the stewardship code we are here to help you. Worried about regulatory accountancy? Or online notifications? Don’t be, we can help with these as well.
Our SYSC compliance audits and investigations are thorough and provide you with detailed reports, containing recommendations, to help keep you in control and avoid potential regulatory pitfalls.
Simply use the links on the left hand side of this page to discover what we can do for you.
Areas covered in this section include:
- Risk Management
- Compliance Audits & Invesitgations SYSC
- Regulatory Accountancy inc ILAA & ICAAP
- UCIS
- Solvency II
- Bribery Act
- MLRO
- Online Notification & Gabriel Returns
- CMAR
- CASS Operational Oversight Controlled Function CF10a
- ETFs
- Remuneration
- Stewardship Code
To discuss any of our expertly delivered services further please call 020 3008 6020 or email info@theconsultingconsortium.com
For further support and guidance please see Fix It, Understand It and Deliver It.
