Only days until the Financial Conduct Authority… TCC guiding you through change… email info@theconsultingconsortium.com to discuss how we can help you.

Good Evening, 22 Feb 2012

Policy Service

TCC’s policy service means you can benefit from robust, bespoke policies, relevant to your business.

In order to ensure you have robust policies in place, no matter what the subject area, TCC’s expert policy writers can help. As a starting point we refer to the Conduct of Business Standards (COBS). We will then conduct an interview with a member of your senior management team to discuss your processes to ensure any policy is right for your business. If required will we review your processes and procedures to ensure adherence to the policy and also provide advice on any changes that should be made in order to satisfy any relevant regulations.

Examples of polices we have recently produced include:

  • Best Execution Policy
  • Execution Only Policy
  • Bribery Prevention Policy
  • Data Protection Act (DPA) Policy
  • Stewardship Policy
  • Remuneration Policy

To discuss TCC’s policy service please call 020 3008 6020 or email info@theconsultingconsortium.com