Only days until the Financial Conduct Authority… TCC guiding you through change… email info@theconsultingconsortium.com to discuss how we can help you.

Good Evening, 22 Feb 2012

SUPERVISION & MONITORING

TCC is highly experienced in carrying out supervision and monitoring work for both regulated and non-regulated firms.  Whatever your area of concern we will supply extremely skilled people who provide a comprehensive service, regardless of sector.

Just some of the areas we have covered include:
 

  • Compliance with relevant regulatory rules and guidance
  • Effectiveness of outsourcing arrangements
  • Complaints and claims handling practices
  • TCF culture and MI
  • Audit of call quality monitoring
  • Sales team compliance
  • Monitoring of QA
  • Compliance Officer Audit
  • Data Protection


This is just a small selection of the work we cover.  Whatever your need we will be able to help.

To discuss your needs, call us on 020 3008 6020 or email info@theconsultingconsortium.com.