S166/168 SKILLED PERSONS REVIEWS, ENFORCEMENT FILE REVIEWS, REMEDIATION & INVESTIGATIVE SERVICES

There is always a chance that you may be one of those put under the spotlight by the FSA.

It is a fact of life that sometimes firms will be instructed to undertake enforcement work by the regulators. This will undoubtedly lead to challenges for many firms; some of which have no experience of this type of exposure. Over the years we have helped a number of firms with remediation work and investigative work to satisfy the regulator and we are here to help you too. We can offer you advice and support regarding FSA monitoring, investigation and enforcement, as well as carrying out remediation and investigative services.

If matters have already gone beyond this stage for you, the worst outcome is that you are placed into enforcement and instructed to carry out S166 skilled persons or S168 file reviews.

The FSA will make you use a third party for this. TCC can offer you a full support function to assist during enforcement.

This is a specialist area and you don’t want the adverse publicity and erosion of client contact that could come of making the wrong choice of partner.

We have a dedicated team of highly experienced professionals and have built a reputation for fair and accurate reviews and reporting.

You can’t afford to make the wrong choice – give us a call now on 020 3080 6020 or email us on info@theconsultingconsortium.com and see how we can help you through this difficult period.