Preparation & Supervision of Regulatory Visits and Ongoing Compliance Support
Our Consultant Division has helped a number of firms over the years prepare for ARROW and Enforcement visits and helped them with their compliance needs.
We have experienced professionals who are familiar with all the latest regulatory and compliance thinking of the regulators.
Remember that the Financial Services Authority has promised to increase its contact with firms.
find out how we can help
our clients say...
"Our experience with The Consulting Consortium was excellent. Not only was their report exactly what we wanted but their consultants took a practical and pragmatic approach to validating the controls we had in place - and the recommendations they made for improvements were based on our business, not general market observations." CMC Markets UK
"We have been very impressed with the services provided by The Consulting Consortium Limited. They have a flexible and commercial approach to regulation. We would have no hesitation in using The Consulting Consortium again, as they are truly knowledgeable and professional." AIG DIRECT
"The services provided by The Consulting Consortium are excellent, the consultants used are the "creme de la creme" and they consistently deliver. The Consulting Consortium is flexible and they have worked with us to ensure all our project needs are met. The level of communications always exceeds expectation." Friends Provident