FSA S166/S168 Enforcement File Reviews and Reporting
There is always a chance (and an increasing chance with the increased monitoring from the FSA that all size firms are having to endure) that you may be one of those put under the spotlight by the FSA.
The worst outcome for your firm is that you are placed into enforcement and instructed to carry out S166 or S168 file reviews.
The FSA will make you use a third party for this. With a strategic partnership we can offer you a full support function to assist during enforcement.
This is a specialist area and you don’t want the adverse publicity and erosion of client contact that could come of making the wrong choice of partner.
We have a dedicated team of highly experienced professionals and have built a reputation for fair and accurate review and reporting.
You can’t afford to make the wrong choice – give us a call now on 020 7645 8808 and see how we can help you through this difficult period.
find out how we can help
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"We have been continuously impressed by the level of customer service and responsiveness from The Consulting Consortium. We would happily recommend them for the provision of regulatory services." John Charcol
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"The services provided by The Consulting Consortium are excellent, the consultants used are the "creme de la creme" and they consistently deliver. The Consulting Consortium is flexible and they have worked with us to ensure all our project needs are met. The level of communications always exceeds expectation." Friends Provident